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\chapter{Molecular Symmetry}
\section{Introduction}
In Chapter 2, we found that for a molecule with inversion symmetry,
all eigenstates are either symmetric, $g$, or antisymmetric, $u$,
under inversion $i \psi_g = + \psi_g$ and $i \psi_u = - \psi_u$.
Such symmetry information allows general considerations of the states
of molecules, and often greatly simplifies the theoretical, or
experimental, analysis of a system. The most powerful theorems about
symmetry are systemized under the title of group theory. For most
considerations, in chemistry and physics, it is the one aspect of
group theory known as the theory of group representations that is
important. For Chemistry 120, we will make some use of molecular
symmetry and of group representations. However, these fields are
peripheral to our main subject matter. Consequently, we will only
summarize here those aspects to be used in this course. More complete
discussions and proofs of some theorems are included in the Appendices.
A good, simple reference for learning the basic ideas of group
representations, and how to apply these ideas to molecular
problems,$^1$ and other useful references$^2$ can be found, which is
also an introduction, but with emphasis on the fundamentals$^3$ and
which is a more rigorous, more complete treatment, including a number
of advanced concepts.
\section{Basic Concepts of Groups}
\subsection{Symmetry Group}
The symmetry group for a Hamiltonian $H$ is the set of symmetry
transformations $G$ such that every element $R$ of $G$ commutes with
$H$, $RH = HR$. Each such $R$ is referred to as a symmetry operation.
There are two types of symmetries that will be generally useful
here. First, permutation of the electrons or of equivalent nuclei, and
second, spatial transformation, rotations, inversions, reflections,
and translations, that result in merely permuting equivalent nuclei.
In order to be more precise about these symmetries, we must consider
the specific forms of the wavefunctions and Hamiltonians to be solved.
\subsubsection{The Electronic and Nuclear Wavefunctions}
As discussed in Chapter 8, the Hamiltonian for a molecule has the form
\begin{equation}
H = T^e + T^n + V^{en} + V^{ee} + V^{nn},
\label{chap16-eqno1a}
\end{equation}
where
\begin{eqnarray}
T^e &=& \sum_{i=1}^N - {1 \over 2} \nabla^2_i\cr
T^n &=& \sum_{I=1}^Q - {1 \over 2M_I} \nabla^2_I\cr
V^{en} &=& \sum^Q_{I=1} \left( \sum^N_{i=1} - {Z_I \over r_I}
\right)\cr
V^{ee} &=& \sum^N_{i>j=1} {1 \over r_{ij}}\cr
V^{nn} &=& \sum^Q_{I>J=1} {Z_IZ_J \over r_{IJ}}
\end{eqnarray}
and, $N$ and $Q$ are the number of electrons and nuclei,
respectively. The total wavefunction $\Psi(r_1 ... r_N, R_1 ...
R_Q)$ is the eigenfunction of
\begin{equation}
H \Psi = E \Psi.
\label{chap16-eqno1b}
\end{equation}
As discussed in detail, in Chapter 7, we take the total wavefunction
to have the form $\Psi = \Psi^{e \ell} \Psi^{nuclear}$
the Born-Oppenheimer approximation, where $\Psi^{nuclear}$ depends
only on the $Q$ nuclear coordinates. The electronic wavefunctions
$\Psi^{e \ell}(r_1, r_2, ..., r_N)$ are eigenstates of $H^{e \ell}$
\begin{equation}
H^{e \ell} \Psi^{e \ell} = E^{e \ell} \Psi^{e \ell},
\label{chap16-eqno2a}
\end{equation}
where
\begin{equation}
H^{e \ell} = T^e + V^{en} + V^{ee}
\label{chap16-eqno2b}
\end{equation}
is the electronic Hamiltonian and where it is understood that in (2)
the $Q$ nuclei are all fixed. Thus, $\Psi^{e \ell}$ depends
parametrically upon the $Q$ nuclear coordinates, and $E^{e \ell}$ is a
function of these nuclear coordinates. The nuclear wavefunctions
$\Psi^{nuclear}(R_1, R_2 , ..., R_Q)$ are solutions of
\begin{equation}
H^{nuclear} \Psi^{nuclear} = E \Psi^{nuclear}
\label{chap16-eqno3a}
\end{equation}
where
\begin{equation}
N^{nuclear} = T^n + V^{nn} + E^{e \ell}
\label{chap16-eqno3b}
\end{equation}
In this chapter we will usually be interested in the electronic
wavefunctions of (2). However, some applications will be made to
(3). Applications to (1) will be independent of the Born-Oppenheimer
approximation and hence, more exact.
\subsubsection{Types of Symmetries}
The terms $T^e$, $B^{en}$, and $V^{ee}$ of (1a) are invariant under
any of the $N!$ possible permutations, renumberings, of the $H$
electrons. Consequently, these $N!$ permutations of electrons are
contained in the symmetry groups of $H^{e \ell}$ and of $H$.
Simiarly, $H^{e \ell}$ and $H$ are invariant under an permutation of
equivalent nuclei among each other. Actually, $H^{e \ell}$ has a
higher symmetry here since it is invariant under any permutation of
nuclei having the same charge, whereas for $H$ the permutated nuclei
must have the same charge and mass.
Both $H$ and $H^{e \ell}$ are invariant under any spatial
transformation that preserves the lengths of all inter-particle
coordinates. The general transformations, satisfying this condition
are:
\begin{enumerate}
\item rotations about some axis,
\item inversion through some point,
\item reflection through some place,
\item translation along some axis,
\end{enumerate}
and the various combination of the above operations. The
permutational and spatial symmetries are discussed separately in
Section 16.2 and 16.3, respectively. First, however, we develop some
important concepts of symmetry groups.
\subsection{Basic Spatial Symmetry Operations}
Consider a square. A counter-clockwise rotation of 90 degrees, which
will be denoted as $C_4$ for cyclic, leaves the square in a
configuration indistinguishable from the original,
\begin{equation}
% missing figure!
\end{equation}
We number the counters of the square to keep track of what we are
doing. If the numbers were actually printed on the square there would
be no symmetry. Hence, we call $C_4$ a symmetry operation, of the
square. Applying $C_4$ again
\begin{equation}
% missing figure!
\end{equation}
gives an equivalent configuration and hence, $C^2_4$ is also a
symmetry operation. Continuing in this way, we find that $C^n_4 = C_4
C_4 \cdots C_4$, for any $n$, is a symmetry operation. Of course,
$C^4_4$ corresponds to a rotation through 360 degrees which is
equivalent to no rotation whatsoever. The operation of doing nothing,
that is, the identity operation, is denoted by $e$, for einheit,
meaning unit in German. Thus, we have $C^4_4 = e$ and $C_4^{n-4} =
C^n_4$.
There are other symmetry operations for a square such as reflections in
a plane, denoted by sigma, $\sigma$, German for spiegel, e.g.,
\begin{equation}
% missing figure!
\end{equation}
and inversion through a point, $i$, e.g.,
\begin{equation}
% missing figure!
\end{equation}
In general, we will use the following notation for symmetry
operations:
\begin{enumerate}
\item $C_n$, counter-clockwise rotation of $(2 \pi / n)$
radians about some axis of symmetry
\item $\sigma$, reflection in some plane of symmetry.
\item $i$, inversion through some point or center of symmetry.
\item $S_n$, rotary reflection, rotation $C_n$ followed by a
reflection, $\sigma_h$, in a plane perpendicular to the rotation
axis $S_n \equiv \sigma_h C_n$.
\end{enumerate}
All of the above operations are referred to as point operations since
they leave invariant at least one point in space. There are a number
of other symmetry transformations involving translation of the system
along some axis followed, perhaps, by one or more of the above point
operations. Although some symmetries are of particular importance in
discussing solids, we will ignore them here.
\subsection{The Properties of a Group}
It is clear that given two symmetry operations, ${\hat{R}}_1$ and
${\hat{R}}_2$ for some object, the produce ${\hat{R}}_1{\hat{R}}_2$,
denoting the application of first ${\hat R}_2$ and then ${\hat R}_1$,
is also a symmetry operation. For example, rotating ethylene 180
degrees about the CC axis and then reflecting in the perpendicular
plane bisecting the CC bond, leaves the molecule in an equivalent
configuration
\vskip 1.25truein
\noindent
Consequently, we see that the set of all symmetry operations for any
object is closed under multiplication. That is, letting $G$ denote
the set of all symmetry operations, if $R_1$ is a member of $G$,
denoted as $R_1\epsilon G$ which is read as $R_1$, is an element of
$G$, and $R_2\epsilon G$, then $R_1R_2 \epsilon G$ and $R_2 R_1
\epsilon G$.
It is also clear that the multiplication is associative, i.e. for
$R_1$, $R_2$, $R_3 \epsilon G$, then
\begin{equation}
\left( R_1 R_2 \right) R_3 = R_1 ( R_2 R_3 ).
\label{chap16-eqno4}
\end{equation}
In our discussion, the $R_i$ are considered operations. Thus, as
equation such as (4) is interpreted as saying that $(R_1R_2)R_3$
operating on an object, leads to a result equivalent ot that obtained
by $R_1(R_2R_3)$ operating on our object.
The identify operator, $e$, is always a member of $G$. Since $e$ does
nothing, we see that $Re = eR = R$. That is, $e$ commutes with all
elements of the group.
If $S$ and $R$ have the property that $SR = e$, we refer to $S$ as
the inverse of $R$, and denote it as $S = R^{-1}$. It is easy to see
that if $R$ is a symmetry operation, then $R^{-1}$ is also a
symmetry operation. That is, $R \epsilon G$ implies that there is also
another element, $R^{-1}\epsilon G$, such that $RR^{-1} = R^{-1}R=e$.
These properties of $G$, the se of symmetry operations, correspond to
the properties of a group, generally defined as follows.
\subsubsection{Definition of a Group}
A group, $G$, is a set of elements $\{R_i\}$ with a specified law of
multiplication satisfying the following properties.
\begin{enumerate}
\item There exists an element $e \epsilon H$, called the
identity, such that $eT = Re = R$ for all $R\epsilon G$.
\item For every element $R \epsilon G$, there exists an element
$R^{-1}\epsilon G$, called the inverse of $R$, such that $RR^{-1} =
R^{-1}R=e$.
\item The group is closed under multiplication, closure, i.e.,
if $R_1 \epsilon G$ and $R_2 \epsilon G$, then $R_1R_2 \epsilon G$.
\item The group multiplication is associative, $(R_1R_2)R_3 =
R_1(R_2R_3)$.
\end{enumerate}
The number of elements, $g$, in the group, $G = \{e, R_2, \cdots,
R_g\}$, is called the order of the group.
The above properties lead to severe restrictions upon the permitted
multiplication laws, and indeed for groups of finite order there are
only a finite number of possible groups, elements or operations. Note,
in particular, that the definition of a group does not impart to the
$R_i$ any significance beyond the multiplication law. Thus, the $R_i$
need not correspond to operations upon some sort of object.
Group theory is the study of the properties of groups. This theory has
lead to a number of powerful theorems that allow classification of
groups into different types, and provide an analysis of the forms for
various types of groups. We will be interested only in groups whose
elements lead to transformations upon some set of objects. This
simplifies the group theory. In addition, as described in Section
16.4, we will be interested mainly in the special part of group
theory known as the Theory of Group Representations. A group can be of
finite order, as in the case of a square, or of infinite order as
in the case of a sphere. An example of an important infinite group is
the group of all rotations, about some point, in three dimensions,
denoted as $SO(3)$.
Note that the law of multiplication need not be communitative, that
is $R_1R_1 \not= R_2R_1$ in general. For example,
\begin{equation}
% missing figure!
\end{equation}
and hence, $C_4 \sigma \not= \sigma C_4$. If $R_1R_2 = R_2R_1$, we
say that $R_1$ and $R_2$ commute. If all elements of a group commute
with each other, the group is referred to as an Abelian group.
Given a group $G$, we can often find a subset of the elements of $G$,
such that this subset $G^{\prime}$ is also a group. Such a subset is
called a subgroup. For example, given any group whatsoever, the
subset $G^{\prime}=\{e\}$ is a subgroup. A less trivial example is
the set of all rotation about some axis is a subgroup of the group of
all three-dimensional rotations.
Given some set of elements $S = \{R_1,R_2,\cdots ,R_3\}$ and a law of
multiplying them, we can form a group $G$ by taking all possible
products, any number of terms of the elements of $S$ and collecting all
the elements so obtained into $G$. A set of elements $S$ leading in
this way to a group $G$, are referred to as the generators of $G$.
For example, starting with $S = \{C_4\}$, we obtain the group $G =
\{e,C_4,C^2_4,C^3_4\}$. Similarly, starting with $S = \{C_2,C_3\}$
where $C_3^{-1}=C_2C_3C_2$, i.e., $C_2$ and $C_3$ are at right
angles, leads to the group $G = \{e,C_3,C_3^{-1},C_2,C_2C_3, C_3C_2\}$.
\subsection{Classes}
We will find it convenient to partition each group into mutually
exclusive sets of elements called classes, such that the elements of
a class are closely related, conjugate, to each other.
\subsubsection{Conjugate Transformations}
First, we define conjugate. Two elements $S$ and $T$ of a group $G$
are said to be conjugate if, and only if, there exists some element
$R$ of the same group $G$, such that
\begin{equation}
S = RTR^{-1}.
\label{chap16-eqno5}
\end{equation}
Before proceeding we need to examine the reason for the special form
of (5). Consider that
\begin{enumerate}
\item $T$ is a transformation taking any vector $v$ of some
space $V$ into some vector $v^{\prime}$ of the space $V^{\prime}$,
where $v^{\prime} = TV$, and that
\item $R$ transforms the vectors of the space $V$ into the
space $W$, and the vectors of space $V^{\prime}$ into those of
$W^{\prime}$, $w = Rv$ and $w^{\prime}=Rv^{\prime}$.
\end{enumerate}
Then, (5) tells us that $S$ transforms the vectors of $W$ into
$W^{\prime}$ in the same way that $T$ transforms the vectors of $V$
into $V^{\prime}$,
\begin{equation}
Sw=RTR^{-1}w=RT(R^{-1}w)=RTv=R(Tv)=Rv^{\prime}=w^{\prime},
\end{equation}
that is, $w^{\prime}=Sw$. Schematically, we can visualize the process
in terms of the following diagram, Figure \ref{chap16-fig1}.
\begin{figure}
% missing figure!
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig1}
\end{figure}
The problem we pose here is, we know the effect of $T$ upon $V$, and we
want to determine the effect of $S$ upon $W$, where $W$ is related to
$V$ by the known relationship $R$. Thus, we apply $R^{-1}$ to
express $W$ in terms of $V$. Now we can apply $T$ obtaining
$V^{\prime}$ and then $R$ to obtain $W^{\prime}$. The result,
$RTR^{-1}$ leads from $W$ to $W^{\prime}$ and hence, is equivalent to
$S$, $S = RTR^{-1}$. As a result, such a relationship is referred to
as a similarity transformation. In a sense, we can consider (5) as the
transformation of operator $T$ into operator $S$. We write this as
\begin{equation}
R(T) = RTR^{-1} = S,
\label{chap16-eqno6}
\end{equation}
which is not to be confused with $RT=S$.
In this chapter, we will be concerned with the case in which the
space $V$ is invariant under $G$; that is, any operation of $G$ just
transforms the vectors of $V$ among themselves. Thus, the spaces
$V,V^{\prime},W$, and $W^{\prime}$ above, are all identical. Since
$R$ merely recombines the vectors of $V$, we can consider the
transformation $R$ as a coordinate or basis transformation. In this
case, we see that transformation $T$ is similar to transformation $S$,
differing only in the choice of coordinate system. This view of (5) is
valuable in analyzing for the conjugate elements of groups since we
need only look for elements $R$ of the groups that transform the
coordinate system for $T$ into an equivalent coordinate system for $S$.
This will become clear in the examples.
\subsubsection{Examples}
Consider first, the group of all possible proper rotations, i.e., no
inversions or reflections, in three dimensions, this group is denoted
as $SO(3)$. Any rotation can be represented by the $3 \times 3$
matrix $M$, corresponding to the associated transformation of the
$x$, $y$, and $z$ axes. These matrices are orthogonal, i.e.,
$M^{-1} = {\tilde{M}}$, and multiply in exactly the same way as do
the rotations. For proper rotations, they have $\det M = +1$, and
for improper rotations $\det M = -1$. The set of all orthogonal
matrices, $\det M = \pm 1$, is denoted as $O(3)$ while the subset
having $\det M = +1$ is denoted as $SO(3)$, $S$ for special.
\begin{figure}
% missing figure
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig2}
\end{figure}
If $R_{1,\varphi}$ is a rotation through angle $\varphi$, about axis
2, then $R_{1,\varphi}$ is transformed into $R_{2,\varphi}$ by the
rotation $R_{3,\varphi}$, where axis 3 is perpendicular to axis 1 and
2, and $\theta$ is the angle between axis 1 and 2. Since positive
angles are counter-clockwise, axis 3 is up, out of the plane in Figure
\ref{chap16-fig2}. That is,
\begin{equation}
R_{2,\varphi} = R_{3,\theta}(R_{1,\varphi}) =
R_{3,\theta}R_{1,\varphi}R^{-1}_{3,\theta} =
R_{3,\theta}R_{1,\varphi}R_{3,-\theta}
\label{chap16-eqno7}
\end{equation}
Thus, all rotations through the same angle $\varphi$ are conjugate. A
special case of the above relation is $\theta = 180$ degrees. In this
case, $R_{2,\varphi} =- R_{1,-\varphi}$, and hence, rotations
$R_{1,\varphi}$ and $R_{1,-\varphi}$ in opposite directions about the
same axis are conjugate. On the other hand, if $\varphi^{\prime}
\not= \pm \varphi$, there is not transformation converting $R_{1,
\varphi}$ into $R_{2,\varphi^{\prime}}$, and hence, only rotations
through the same angle $|\varphi|$ are conjugate.
\begin{figure}
% missing figure
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig3}
\end{figure}
Consider next, the group $O(3)$ consisting of all proper rotations
plus the inverison and all relfections. Given any two reflections
$\sigma_1$ and $\sigma_2$ intersecting at an angle $\theta$, we can
transform $\sigma_1$ and $\sigma_2$ with the rotation $R_{3,\theta}$
where 3 is the line of intersection of two planes. That is, $\sigma =
R_{3,\theta}(\sigma_1) = R_{3,\theta} \sigma_1 R_{3,-\theta}$. Thus,
all reflections of $(3)$ are conjugate, but they are not conjugate
with any other type of transformation. The inversion $i$ is
independent of the coordinate system and hence, is conjugate to no
other transformation. Defining the rotary reflection
$S_{2,\varphi}=\sigma_2R_{2,\varphi}$ where $\sigma_2$ is the
reflection in the plane perpendicular to axis 2, we obtain direction
from (7) that $S_{2,\varphi} = R_{3,\theta}(S_{1,\varphi}) =
R_{3,\theta}S_{1,\varphi}R_{3,-\theta}$. Thus, all rotary reflections
through the same angle $\pm \varphi$ are conjugate.
Now we consider what happens with a subgroup of the above rotation
groups. We will find that elements which were conjuate for the full
rotation group may no longer be conjugate. This occurs when the
transformation $R$ converting $S$ into $T$, (6) is not present in the
subgroup.
\begin{figure}
% missing figure
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig4}
\end{figure}
As an example, consider the group of symmetry operations for a square.
Included are five reflections. One $\sigma_h$ with the symmetry plane
containing the square, and four $\sigma_v ,
\sigma_v^{\prime} , \sigma_d , \sigma_d^{\prime}$, with their symmetric
planes perpendicular to the square.
The question is which of these reflections are conjugate to each
other? To find out we look for an operation $R$, that would transform
the coordinate system for one $T$, into that of the coordinate system
for another $S$. Since $C_2$ takes the coordinate system of
$\sigma_v$ into that for $\sigma_v^{\prime}$, we see that
$\sigma_v^{\prime} = C_4 (\sigma_v ) = C_4 \sigma_v C_4^{-1}$ and
hence, $\sigma_v$ and $\sigma_v^{\prime}$ are conjugate.
Alternatively, we see that $\sigma_d$ converts $\sigma_v$ to
$\sigma^{\prime}_v$, again indicating that $\sigma_v$ and
$\sigma_v^{\prime}$ are conjugate. Similarly, $C_4$ or $\sigma_v$
takes the coordinate system of $\sigma_d$ into that of
$\sigma_d^{\prime}$. Hence, $\sigma_d^{\prime} = C_4(\sigma_d) = C_4
\sigma_d C_4^{-1}$ and, $\sigma_d$ and $\sigma_d^{\prime}$ are
conjugate. The question now is whether $\sigma_v$ and $\sigma_d$ are
conjugate. Operations connecting them are $C_8$, $\sigma_d = C_8
(\sigma_v) = C_8 \sigma_v C_8^{-1}$ or $S_8$, $\sigma_d = S_8 (
\sigma_v)=S_8 \sigma_v S_8^{-1}$ but, $C_8$ and $S_8$ are not members
of the group. Indeed, there is no element of the group, of the
square, that converts $\sigma_v$ into $\sigma_d$, and hence, these
reflections are not conjugate. On the other hand, for the group of
the regular octogon, $C_8$ is contained in the group and $\sigma_v$
or $\sigma_d$ would be conjugate. In order for $\sigma_h$ to be
conjugate to $\sigma_v$ or $\sigma_d$, there would have to be a $C_4$
axis in the plane of the square, but there is not. Or some other
transformation, e.g., $S_4$, that would rotate the $\sigma_h$ plane
by 90 degrees to a perpendicular position. Thus, $\sigma_h$ is not
conjugate to any of the other reflections.
Now, suppose that symmetry of the square is reduced by painting the
left-half white and the right-half black. The group of symmetry
operations no longer includes the $C_4$ rotations and $\sigma_d$
reflections. As a result, $\sigma_v$ and $\sigma^{\prime}_v$ are no
longer conjugate since the operations relating them, $C_4$ and
$\sigma_d$, are no longer in the group.
\subsubsection{Classes}
It is easy to show that conjugation is an equivalence relationship so
that the elements of a group can be partitioned into mutually
exclusive sets, the members of which are conjugate to each other.
Conjugate group elements ahve the following important properties:
\begin{enumerate}
\item Reflexive: any $R \epsilon G$ is conjugate to itself; the
proof is $eRe^{-1}=R$.
\item Symmetric: if $S \epsilon G$ is conjugate to $T \epsilon
G$, then $T$ is conjugate to $S$. The proof is $RTR^{-1}=S$, thus,
$TR^{-1}=R^{-1}S$, hence, $T=R^{-1}SR$.
\item Transitive: if $U \epsilon G$ is conjugate to $T \epsilon
G$, and $T$ is conjugate to $S \epsilon G$, then $U$ is conjugate to
$S$. The proof is $T = RSR^{-1}$ and $U = PTP^{-1}$, we find that
$U = P(RSR^{-1})P^{-1}=(PR)SR^{-1}P^{-1}=(PR)S(PR)^{-1}$.
\end{enumerate}
A relation satisfying these three conditions is an equivalence
relation, implying that we can partition the elements of a group into
a set of mutually conjugate elements.
\section{The Permutation Group}
Next we will discuss permutations. Consider a green tray with four
compartments and four identical marbles. We can rearrange the
marbles, allowing only one in each compartment, in $4!$ different
ways. One of the arrangements can be written as
\begin{equation}
\pmatrix{1 & 2 & 3 & 4\cr
4 & 3 & 1 & 2\cr}
\label{chap16-eqno8}
\end{equation}
which means that the marble in compartment 1 goes to compartment 4,
the marble in compartment 2 goes to compartment 3, etc. On the other
hand, we can number the marbles and presume that the compartments are
all equivalent, perhaps arranges in a square. In this case, we
interpret (8) as marble 1 is replaced by marble 4, marble 2 is replaced
by marble 3, etc. We will usually use the latter convention. The
order of the columns in (8) is irrelevant, thus (8) is the same as
\begin{equation}
\pmatrix{1 & 4 & 2 & 3\cr
4 & 2 & 3 & 1\cr}.
\end{equation}
This can be written more economically, as $( 1 ~ 4 ~ 2 ~ 3 )$,
which says that 1 is replaced by 4 is replaced by 2 is replaced by 3 is
replaced by 1. This is called the cycle notation. For example, the
permutation
\begin{equation}
\pmatrix{1 & 2 & 3 & 4 & 5 & 6 & 7 & 8 & 9 & 10 & 11 & 12\cr
2 & 5 & 12 & 8 & 1 & 6 & 9 & 3 & 11 & 10 & 4 & 7\cr}
\end{equation}
can be written as
\begin{equation}
(1 ~ 2 ~ 5) (3, ~ 12, ~ 7, ~ 9, ~ 11, ~ 4, ~ 8)(6)(10)
\end{equation}
the cycles of length one, e.g., (6) and (10) above, are usually
omitted. Note that in cycle notation, each element appears in only one
cycle. The starting element for a cycle is not unique, thus,
$(1 ~ 2 ~ 5) = (2 ~ 5 ~ 1) = (5 ~ 1 ~ 2)$,
however, we will generally start a cycle with the smallest element.
We must be careful about our notation in order that the permutations
mutliply properly. Our convention is that $\tau_3 = \tau_2 \tau_1$
says to first operate with $\tau_1$ and then with $\tau_2$. Thus, if
\begin{equation}
\tau_1 = \pmatrix{1 & 2 & 3\cr
1 & 3 & 2\cr}
\end{equation}
and
\begin{equation}
\tau_2 = \pmatrix{1 & 2 & 3\cr
2 & 1 & 3\cr},
\end{equation}
then
\begin{equation}
\tau_3 =
\pmatrix{1 & 2 & 3\cr
& & &\downarrow\cr
2 & 1 & 3\cr}
\pmatrix{1 & 2 & & 3\cr
& & \downarrow &\cr
1 & 3 & & 2\cr} =
\pmatrix{1 & 2 & 3\cr
2 & 3 & 1\cr}
\end{equation}
or equivalently, $(1 ~ 2) (2 ~ 3) = (1 ~ 2 ~ 3)$.
If the object are numbered, this is consistent with object 1 is
replaced by 2, etc., since
\begin{equation}
% missing figure!
\end{equation}
and the net result is
\begin{equation}
% missing figure!
\end{equation}
or 1 is replaced by 2, etc. Occasionally it is convenient to number
the position rather than the objects. In order for the above
convention on multiplication of permutations to be consistent,
we must interpret (1~2~3) as the object in 1 goes to 2, etc.,
since
\begin{equation}
% missing figure!
\end{equation}
and thus, the net result is
\begin{equation}
% missing figure!
\end{equation}
or the object in 1 goes to 2, etc. Clearly, these conventions are
just inverses of each other.
There are $N!$ permutations of $N$ objects, forming a group of order
$N!$ called the symmetric group on $N$ objects, $S_N$. The identity is
$e \equiv (1) (2) \cdots (N)$.
The inverse of a cycle is the same cycle but in the opposite order
$(ij \cdots k)^{-1}=(k \cdots ji)$. Thus, it is easy to determine
the inverses of a permutation.
An interchange of two objects, e.g., (35), is called the
transposition. A cycle can always be decomposed into a product of
transpositions, e.g., $(1~2~7~5) = (1~2)(2~7)(7~5)$
and hence, ever
permutation can be written as a product of transpositions. This
decomposition into transpositions is not unique, e.g.,
(1~2~5) = (1~2)(2~5) = (1~3)(1~3)(1~2)(2~5) = (1~3)(1~2)(2~3)(2~5),
etc. However, if a permutation can be written as an even number of
transpositions, then every such decomposition contains an even number
of transpositions, similarly for odd cases. Such a permutation is
called an even permutation, and those with odd number of transpositions
are called odd permutations.
Any transposition can be decomposed into terms of the $(N-1)$
elementary transpositions
\begin{equation}
(1~2) , (2~3), \cdots , (N-1,N).
\label{chap16-eqno9}
\end{equation}
For example,
\begin{equation}
(2~7) = (2~3)(3~4)(4~5)(5~6)(6~7)(5~6)(4~5)(3~4)(2~3) =
(2~3~4~5~6)(6~7)(6~5~4~3~2).
\end{equation}
Since every element of $S_N$ can be written in terms of
transpositions, we see that the set of elementary transpositions (9)
are generators for $S_N$.
The conjugate relationship $R(T)=RTR^{-1}=S$ works particularly easily
with permutations. We recall that $R$ corresponds to a basis
transformation. For permutations, this means that $R$ permutes the
elements within $T$. For example, let $T=(1~6)(2~5~9~7)(3~8)$ and
$R = (1~5~8)$, then
\begin{eqnarray}
T &=& (1~6)(2~5~9~7)(3~8)\cr
R &\rightarrow &\cr
S &=& (5~6)(2~8~9~7)(3~1)
\end{eqnarray}
A more laborious way of calculating this is multiplying out,
$RTR^{-1} = (1~5~8)(1~6)(2~5~9~7)(3~8)(8~5~1)$,
which leads, of course, to the same result. Thus, we see that two
permutations of $S_N$ are in the same class if, and only if, they
have the same cycle structure. Some examples are:
\begin{enumerate}
\item $S_2$. This group $S_2 = \{e,(1~2)\}$ is too trivial to
discuss.
\item $S_3$. Partitioning into classes, $S_3$ is
$S_3:\{e\},\{(1~2),(2~3),(1~3)\},\{(1~2~3),(1~3~2)\}$. Since
(1~3) = (1~2)(2~3)(1~2),(1~2~3) = (1~2)(2~3), and (1~3~2) =
(2~3)(1~2), we see that (1~2) and (2~3) are genertors for $S_3$.
\item $S_4$. The $4! = 24$ elements of $S_4$ are, grouped into
classes:
\begin{enumerate}
\item $\{e\}$
\item $\{(1~2),(1~3),(1~4),(2~3),(2~4),(3~4)\}$
\item $\{$(1 2 3), (1 3 2), (1 2 4), (1 4 2), (1 3 4), (1 4 3),
(2 3 4), (2 4 3)$\}$
\item $\{$(1 2) (3 4), (1 3) (2 4), (1 4) (2 3)$\}$
\item $\{$(1 2 3 4), (1 2 4 3), (1 3 2 4), (1 3 4 2), (1 4 2
3), (1 4 3 2)$\}$.
\end{enumerate}
\end{enumerate}
All these operations can be written in terms of (1~2), (2~3), and (3~4).
\subsection{Spatial Transformations}
Many spatial symmetry groups are conveniently treated in terms of
$S_N$. Some examples are:
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig5}
\end{figure}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig6}
\end{figure}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig7}
\end{figure}
\begin{enumerate}
\item $D_3$. The group of the equilateral triangle, proper
rotation only, is $D_3$. Numbering the vertices as in Figure
\ref{chap16-fig5}
we see that
\begin{enumerate}
\item (1 2 3) corresponds to $C_3$
\item (1 3 2) corrresponds to $C_3^{-1}$
\item (2 3) corresponds to the $C_2$ through 1
\item (1 3) corresponds to the $C_2$ through 2
\item (1 2) corresponds to the $C_2$ through 3.
\end{enumerate}
\item $T_d$. The group of the tetrahedron is $T_d$. Numbering the
four vertices 1, 2, 3, 4, as in Figure \ref{chap16-fig6}, we find that
\begin{enumerate}
\item (1 2) corresponds to a reflection of $\sigma$
\item (1 2 3 4) corresponds to a rotary reflection $S_4$
\item (1 2 3) corresponds to a three-fold rotation $C_3$
\item (1 2)(3 4) corresponds to a two-fold rotation $C_2$.
\end{enumerate}
\item $O_h$. The group of the cube is $O_h$.
Hence, typical elements are
\begin{enumerate}
\item $C_3 =$ (1 6 3)(4 5 7)
\item $C_4$ = (1 2 3 4)(5 6 7 8)
\item $C^{\prime}_2$ = (2 6)(1 7)(3 5)(4 8)
\item $\sigma_d$ = (1 3)(5 7)
\item $C_c = C^2_4$ = (1 3)(2 4)(5 7)(6 8)
\end{enumerate}
\end{enumerate}
Note, all elements of the same class have the same cycle
structure but not vice versa. Thus, $C_2$ and $C^{\prime}_2$ are not
the same class.
\section{Molecular Symmetry Groups}
In this section, we will discuss some of the simple symmetry groups
of molecules. Since the molecule is finite in extent, the symmetry
operation cannot lead to a net displacement of the molecule. Hence,
at least one point in space, the `center' of the molecule, must be
invariant under the symmetry operation. As a result, these groups
are called the point groups.
\subsection{Stereographic Projections}
Following the effects of successive symmetry operations on an actual
molecule, is often a nontrivial process. It is frequently convenient
to use stereographic projections in place of the molecules. Imagine
that the body we are rotating has a little tick mark on it, in an
unsymmetrical location and draw a unit vector from the origin toward
the tick mark, such as
\begin{equation}
% missing figure!
\end{equation}
By defining a reference plane, and projecting the unit vector onto
this plane, we can follow the movements of the three-dimensional
object by the two-dimensional projection, e.g., the $C_4$ rotation
about the axis perpendicular to the paper, $z$, takes the point in
Figure \ref{chap16-fig8}(a) to the point in Figure
\ref{chap16-fig8}(b). Similarly, a $C_2$ rotation about the $x$ axis
takes Figure \ref{chap16-fig8}(a) into Figure \ref{chap16-fig8}(c).
Note that a point above the plane is denoted by a period, while a
point below the plane is denoted by a small circle. Such points are
often denoted by the symmetry operation involved, as in Figure
\ref{chap16-fig8}.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig8}
\end{figure}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig9}
\end{figure}
As an example of using stereographic projections, consider in Figure
\ref{chap16-fig9} the produces of $C_4$ and $\sigma$, where the
$\sigma$ plane contains the $C_4$ axis. We see that $\sigma C_4 \not=
C_4\sigma$ that is, $\sigma$ and $C_4$ do not commute. In Figure
\ref{chap16-fig9}, the $C_4$ axis is perpendicular to the paper, the
$\sigma$ plane is perpendicular to the paper and has cut the plane of
the paper in a vertical line.
As another example, we will find the operation $R$ such that $\sigma
C_4 = R \sigma$; that is $R = \sigma C_4 \sigma^{-1} = \sigma C_4
\sigma$. From Figure \ref{chap16-fig10}, we find that $R = C_4^{-1}$,
that is $C^{-1}_4 = \sigma C_4 \sigma$ or $\sigma C-4 = C_4^{-1}
\sigma$. From Figure \ref{chap16-fig10}, $C_4$ and $\sigma$ are as in
Figure \ref{chap16-fig3}.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig10}
\end{figure}
Another use of stereographic projects is to provide a graphic way of
generating and indicating the elements of a group. For example,
starting with $C_4$ and applying it consecutively, we obtain the group
$C_4$ in Figure \ref{chap16-fig11}(a). Starting with $\sigma$ and
applying it consecutively, we obtain the group $C_s$ in Figure
\ref{chap16-fig11}(b). Starting with both $C_4$ and $\sigma$, and
combining them in all ways, we obtain $C_{4v}$ as in Figure
\ref{chap16-fig11}(c) and Figure \ref{chap16-fig11}(d). Whether we
start with $C_4$ and then include $\sigma$, as in Figure
\ref{chap16-fig11}(c), or start with $C_s$ and then include $C_4$, as
in Figure \ref{chap16-fig11}(d), of course we end up with the same
group, $C_{4v}$. Note that either Figure \ref{chap16-fig11}(c) or
Figure \ref{chap16-fig11}(d) shows that that $C_4$ and $\sigma$ are
the generators of $C_{4v}$, i.e., all elements of $C_{4v}$ can be
expressed in terms of combinations of $C_4$ and $\sigma$.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig11}
\end{figure}
Still, another use of sterographic projections is to determine the
types of symmetries resulting from combinations of symmetry elements.
From Figure \ref{chap16-fig11}(d), we see that the pattern of dots is
invariant under reflections, $\sigma^{\prime}$, $\sigma^{\prime
\prime}$, and $\sigma^{\prime \prime \prime}$. From Figure
\ref{chap16-fig11}(b), we see that all operations of $C_{4v}$ are
either rotations or reflections.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig12}
\end{figure}
There is a set of conventions used for indicating the symmetry planes
and axes of a sterogram, such as shown in Figure \ref{chap16-fig12}.
The principal axis, highest $n$, is taken perpendicular to the plane,
and the symbols
\begin{equation}
{~~~~~~~~ \atop n=2} {~~~~~~~~ \atop 3} {\vrule height4pt width8pt
depth4pt \atop 4} {~~~~~~~~ \atop 6}
\label{chap16-eqno10}
\end{equation}
indicate $n$-fold axis. Improper rotations, $S_n$, are denoted
similarly except that the symbols are empty, e.g.,
\begin{equation}
{~~~~~~~~ \atop n=4} {~~~~~~~ \atop 6}
\label{chap16-eqno11}
\end{equation}
A vertical mirror plane, $\sigma_v$, that is, a reflection plane
perpendicular to the paper, is indicated by a heavy solid line, as in
Figure \ref{chap16-fig12}. A horizontal mirror plane, $\sigma_h$,
that is, a reflection plane in the plane of the paper, is indicated by
a solid circle for the stereogram. A rotation axis in the plane of
the paper is indicated by a dashed line with the symbol from (10) or
(11) on the perimeter of the stereogram. A solid line will appear if
a vertical mirror plane passes through the axis. For example, Figure
\ref{chap16-fig13} indicates a $C_2$ in the plane.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig13}
\end{figure}
\subsection{The C$_n$ Groups}
Starting with $C_n$, we obtain other symmetry operations by repeated
products $C^2_n = C_nC_n$ and $C^3_n = C_nC_n^2$, etc. The products
of two rotations, is given by
\begin{eqnarray}
C^p_n C^q_n &=& C^{p+q}_n\cr
C^q_n C^p_n &=& C_n^{p+q}
\label{chap16-eqno12a}
\end{eqnarray}
and hence, any two rotations, about the same axis, commute. Since
$C_n$ is a rotation through $2 \pi /n$ radians, then
\begin{equation}
C^n_n = e
\label{chap16-eqno12b}
\end{equation}
and hence, $C^{n+p}_n = C^p_n$, etc. From (12), we see that
$C^{n-p}_nC^p_n = e$ and hence, $C^{n-p}_n = (C^p_n)^{-1}$, that
is, $(C^p_n)^{-1}=C^{-p}_n$. The group generated by $C_n$ is denoted
as {\bf C}$_n$. It is Abelian and contains $n$ symmetry operations. Each
element is in a class by itself.
\subsection{The C$_{nv}$ Groups}
In Section 16.2, we found that addition of a reflection plane
containing the rotation axis is called a vertical reflection, and is
denoted as $\sigma_v$.
If $n = 1$, the group {\bf C}$_{1v}$ contains just two elements, {\bf
C}$_s\{e,\sigma\}$. This group is denoted as {\bf C}$_s$, $s$ for
Spiegel, German for mirror. A prototype molecule is
\begin{equation}
% missing figure!
\end{equation}
The standard convention for a planar molecule of {\bf C}$_s$ symmetry
is to take the $x$ axis perpendicular to the plane.
We can do the same thing for any $n$, leading to a group of order
$2n$ and, denoted as {\bf C}$_{nv}$. The operations of {\bf C}$_{nv}$
are just $\{e, C_n , C^2_n, \cdots , C^{-1}_n, \sigma , \sigma C_n ,
\sigma C^2_n, \cdots , \sigma C^{n-1}_n\}$. This is written
symbolically as {\bf C}$_{nv} =$ {\bf C}$_x \times$ {\bf C}$_n$
indicating that {\bf C}$_{nv}$ contains every product of one element
from {\bf C}$_s$ times one element of {\bf C}$_n$.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{(a) {\bf C}$_{2v}$, (b) {\bf C}$_{3v}$, (c) {\bf C}$_{4v}$,
(d) {\bf C}$_{6v}$.}
\label{chap16-fig14}
\end{figure}
The diagrams of some {\bf C}$_{nv}$ groups are shown in Figure
\ref{chap16-fig14}.
\subsubsection{C$_{2v}$}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig15}
\end{figure}
A prototype for the {\bf C}$_{2v}$ group is H$_2$O, which is indicated
in Figure \ref{chap16-fig15}, along with the standard convention for
the coordinate system. The standard convention for planar {\bf
C}$_{2v}$ molecules is that $z$ is the $C_2$ axis, and $x$ is
perpendicular to the plane.$^4$ Here we see that $C_{2z}$ and
$\sigma_{xz}$ lead to an interchange of equivalent $H$ atoms. While
$e$ and $\sigma_{yz}$ leave all atoms unchanged.
Since $\sigma_vC_2 = C_2 \sigma_v$, {\bf C}$_{2v}$ is Abelian, and
the two reflections $\sigma_{xz}$ and $\sigma_{yz}$, are in different
classes.
\subsubsection{C$_{3v}$}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig16}
\end{figure}
A prototype for {\bf C}$_{3v}$ is the ammonia molecule of Figure
\ref{chap16-fig16}, where $N$ is below the plane of the H's. The
standard convention is with $z$ as the $C_3$ axis. Applying $C_3$ to
the reflection plane $\sigma_{xz}$ leads to $\sigma^{\prime}$, see
Figure \ref{chap16-fig14}. That is, $C_3 \left( \sigma_{xz} \right)
\equiv C_3 \sigma_{xz} C^{-1}_3 = \sigma^{\prime}$ and $C_3 \left(
\sigma^{\prime\prime} \right) \equiv C_3 \sigma^{\prime \prime}
C_3^{-1} = \sigma^{\prime \prime}$ Thus, all three reflections are in
the same class. Since $\sigma C_3 = C_3^{-1}\sigma$, we see that
$C_3$ and $C_3^{-1}$ are in the same class. Thus, {\bf C}$_{3v}$
partitions into classes as $\{e\}, \{C_3 , C_3^{-1}\}, \{\sigma_{xz} ,
\sigma^{\prime} , \sigma^{\prime \prime}\}$.
\subsubsection{C$_{4v}$}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig17}
\end{figure}
A prototype for {\bf C}$_{4v}$ is VCl$_5$, which has Cl atoms at the
apices of a tetragonal pyramid. For {\bf C}$_{4v}$ molecules, $z$ is
the $C_4$ axis, and $x$ and $y$ pass closest to the off-axis atoms.
The $C_4$ operation converts $\sigma_{xz}$ into $\sigma_{yz}$, see
Figure \ref{chap16-fig14}, $C_4 \sigma_{xz}C^{-1}_4 = \sigma_{yz}$,
and $\sigma^{\prime}$ into $\sigma^{\prime \prime}$. However, to
convert $\sigma_{xz}$ into $\sigma^{\prime}$, would require a $C_8$
rotation. Thus, the class structure of {\bf C}$_{4v}$ is $\{e\} ,
\{C_4 , C_4^{-1}\} , \{C^2_4\}, \{\sigma_{xz} , \sigma_{yz}\} ,
\{\sigma^{\prime} , \sigma^{\prime \prime}\}$.
\subsubsection{C$_{6v}$}
The classes of {\bf C}$_{6v}$ are $\{e\}$, $\{C_6 , C_6^{-1}\}$,
$\{C^2_6 , C_6^{-2}\} , \{C^3_6\}$, $\{\sigma_{xz} , \sigma^{\prime} ,
\sigma^{\prime \prime}\}$, $\{ \sigma_{yz}, \sigma^{\prime \prime
\prime} , \sigma^{\prime \prime \prime \prime}\}$.
\subsection{The C$_{nh}$ Groups}
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{(a) {\bf C}$_{2h}$, (b) {\bf C}$_{3h}$, (c) {\bf C}$_{4h}$.}
\label{chap16-fig18}
\end{figure}
A second reflection operator that may be combined with {\bf C}$_n$ is
the horizontal reflection $\sigma_h$, in which the reflection plane is
perpendicular to the rotation axis. Some examples are indicated in
Figure \ref{chap16-fig18}. A cursory examination of Figure
\ref{chap16-fig18} might lead one to incorrectly conclude that {\bf
C}$_{nh}$ contains vertical reflections. That is not correct as can
be seen by examining the following, both the tick mark and some line
off the axis between the tick marks.
\begin{figure}
%\includegraphics[scale=0.75]{fg16-}
\caption{}
\label{chap16-fig19}
\end{figure}
Starting with Figure \ref{chap16-fig19}(b) and applying $C_2$, leads
to Figure \ref{chap16-fig19}(a). Whereas the $\sigma_v$ moving the
dot to the same spot leads to Figure \ref{chap16-fig19}(c). Thus, the